Office of the Comptroller of the Currency

Official Website: https://www.occ.gov/

Forms & Documents

Browse all Office of the Comptroller of the Currency forms

All 17 forms

Form Title Topics
Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 Under the Securities Exchange Act of 1934 or Amendment to such Application
Counterfeit Reporting Form
Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer
FEMA Standard Flood Hazard Determination Form and Instructions
FFIEC Registered Transfer Agents Form
Interagency Bank Merger Act Application
Interagency Notice of Change In Control
Interagency Notice of Change In Director or Senior Executive Officer
National Bank Community Development (Part 24) Investments
Notice by a Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer
Notice of Government Securities Broker or Government Securities Dealer Activities
Notice of Withdrawal From Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1)
Request for Reasonable Accommodations
Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer
Withdrawal from Registration as a Transfer Agent

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