Department of Financial Protection and Innovation

State of California

Official Website: https://dfpi.ca.gov/

The Department of Financial Protection and Innovation (DFPI) protects consumers and services to businesses engaged in financial transactions. The Department regulates a variety of financial services, products, and professionals. The Department oversees the operations of state-licensed financial institutions, including banks, credit unions, money transmitters, issuers of payment instruments and travelers checks, and premium finance companies. Additionally, the Department licenses and regulates various financial businesses, including securities brokers and dealers, investment advisers, deferred deposit (commonly known as payday loans), and certain fiduciaries and lenders. The Department regulates the offer and sale of securities, franchises, and off-exchange commodities.

Forms & Documents

Browse all Department of Financial Protection and Innovation government forms

61 - 80 of 228 forms

Form Title Topics
Citizen Comment or Complaint Form - Use for comments/complaints on the Department, not for complaints on a licensee.
Citizen Comment or Complaint Form - Use for comments/complaints on the Department, not for complaints on a licensee (Spanish)
Citizen Complaint Against Peace Officer Form
Citizen Complaint Against Peace Officer Form (Spanish)
Confidential Resume
Consent to Service of Process - BDIA
Consent To Service Of Process - Escrow Law
Consent to Service of Process - Securities
Consumer Complaint Form – Spanish ( Formulario para quejas del consumidor al DFPI)
Consumer Complaint Form - Use for consumer complaints on a DFPI licensee
Consumer Complaint Form - Use for consumer complaints on a Property Assessed Clean Energy (PACE) issues
Contractual Periodic Payment Plan Standards Guidelines
CONTRATO DE MODIFICACIÓN DE PRÉSTAMO (que establece una tasa de interés ajustable) - Spanish
Customer Authorization for Disclosure of Financial Records
Customer Authorization Of Disclosure Of Financial Records-Broker - Dealer and Investment Adviser Division (BDIA)
Customer Authorization of Disclosure of Financial Records - Escrow
Customer Authorization of Disclosure of Financial Records - Franchise
Customer Authorization of Disclosure of Financial Records - Premium Finance
Customer Authorization Of Disclosure Of Financial Records - Securities
Debt Collection Advisory Committee Member Form

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